{"id":52089,"date":"2026-11-04T11:00:46","date_gmt":"2026-11-04T06:00:46","guid":{"rendered":"https:\/\/finsoulnetwork.com\/om\/?p=52089"},"modified":"2026-11-03T17:52:20","modified_gmt":"2026-11-03T12:52:20","slug":"financial-services-authority-regulations-oman","status":"publish","type":"post","link":"https:\/\/finsoulnetwork.com\/om\/blog\/financial-services-authority-regulations-oman\/","title":{"rendered":"Oman Securities Law Executive Regulation 2026: Key Changes for Financial Businesses"},"content":{"rendered":"\t\t<div data-elementor-type=\"wp-post\" data-elementor-id=\"52089\" class=\"elementor elementor-52089\" data-elementor-post-type=\"post\">\n\t\t\t\t<div class=\"elementor-element elementor-element-4b7b6c36 e-flex e-con-boxed wpr-particle-no wpr-jarallax-no wpr-parallax-no wpr-sticky-section-no wpr-column-slider-no wpr-equal-height-no e-con e-parent\" data-id=\"4b7b6c36\" data-element_type=\"container\" data-e-type=\"container\" data-settings=\"{&quot;background_background&quot;:&quot;classic&quot;}\">\n\t\t\t\t\t<div class=\"e-con-inner\">\n\t\t<div class=\"elementor-element elementor-element-687121fc e-flex e-con-boxed wpr-particle-no wpr-jarallax-no wpr-parallax-no wpr-sticky-section-no wpr-column-slider-no wpr-equal-height-no e-con e-child\" data-id=\"687121fc\" data-element_type=\"container\" data-e-type=\"container\" data-settings=\"{&quot;background_background&quot;:&quot;classic&quot;}\">\n\t\t\t\t\t<div class=\"e-con-inner\">\n\t\t\t\t<div class=\"elementor-element elementor-element-66a7c005 elementor-widget elementor-widget-theme-post-title elementor-page-title elementor-widget-heading\" data-id=\"66a7c005\" data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;wdt_animation_effect&quot;:&quot;none&quot;}\" data-widget_type=\"theme-post-title.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h1 class=\"elementor-heading-title elementor-size-default\">Oman Securities Law Executive Regulation 2026: Key Changes for Financial Businesses<\/h1>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t<div class=\"elementor-element elementor-element-3106675f e-flex e-con-boxed wpr-particle-no wpr-jarallax-no wpr-parallax-no wpr-sticky-section-no wpr-column-slider-no wpr-equal-height-no e-con e-parent\" data-id=\"3106675f\" data-element_type=\"container\" data-e-type=\"container\" data-settings=\"{&quot;background_background&quot;:&quot;classic&quot;}\">\n\t\t\t\t\t<div class=\"e-con-inner\">\n\t\t<div class=\"elementor-element elementor-element-57613eb5 e-con-full e-flex wpr-particle-no wpr-jarallax-no wpr-parallax-no wpr-sticky-section-no wpr-column-slider-no wpr-equal-height-no e-con e-child\" data-id=\"57613eb5\" data-element_type=\"container\" data-e-type=\"container\" data-settings=\"{&quot;background_background&quot;:&quot;classic&quot;}\">\n\t\t<div class=\"elementor-element elementor-element-4f0a36a7 e-con-full e-flex wpr-particle-no wpr-jarallax-no wpr-parallax-no wpr-sticky-section-no wpr-column-slider-no wpr-equal-height-no e-con e-child\" data-id=\"4f0a36a7\" data-element_type=\"container\" data-e-type=\"container\">\n\t\t\t\t<div class=\"elementor-element elementor-element-1ebc02a9 elementor-widget__width-inherit elementor-widget elementor-widget-wdt-post-feature-image\" data-id=\"1ebc02a9\" data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;wdt_animation_effect&quot;:&quot;none&quot;}\" data-widget_type=\"wdt-post-feature-image.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<div class=\"\">\r\n\r\n\t<!-- Featured Image -->\r\n\t<div class=\"entry-thumb single-preview-img\">\r\n\t\t<div class=\"blog-image\">\r\n<img fetchpriority=\"high\" decoding=\"async\" width=\"1200\" height=\"628\" src=\"https:\/\/finsoulnetwork.com\/om\/wp-content\/uploads\/sites\/3\/2026\/11\/finsoulnetwork-om-3.webp\" class=\"attachment-full size-full wp-post-image\" alt=\"Financial Services Authority regulations\" srcset=\"https:\/\/finsoulnetwork.com\/om\/wp-content\/uploads\/sites\/3\/2026\/11\/finsoulnetwork-om-3.webp 1200w, https:\/\/finsoulnetwork.com\/om\/wp-content\/uploads\/sites\/3\/2026\/11\/finsoulnetwork-om-3-300x157.webp 300w, https:\/\/finsoulnetwork.com\/om\/wp-content\/uploads\/sites\/3\/2026\/11\/finsoulnetwork-om-3-1024x536.webp 1024w, https:\/\/finsoulnetwork.com\/om\/wp-content\/uploads\/sites\/3\/2026\/11\/finsoulnetwork-om-3-768x402.webp 768w\" sizes=\"(max-width: 1200px) 100vw, 1200px\" \/><\/div>\r\n\r\n\t\t<!-- Post Format -->\r\n\t\t<div class=\"entry-format\">\r\n\t\t\t<a class=\"ico-format\" href=\"\"><\/a>\r\n\t\t<\/div><!-- Post Format -->\r\n\t<\/div><!-- Featured Image --><\/div>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-7a80df66 elementor-widget elementor-widget-text-editor\" data-id=\"7a80df66\" data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;wdt_animation_effect&quot;:&quot;none&quot;}\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<p><span style=\"font-weight: 400\">Oman\u2019s capital market entered a new regulatory phase in July 2026 with the introduction of the Executive Regulation of the Securities Law. Issued by the Financial Services Authority (FSA), the regulation modernises securities-sector rules, strengthens investor protection and establishes a more comprehensive framework for financial businesses operating in Oman.<\/span><\/p><p><span style=\"font-weight: 400\">For banks, investment firms, fund managers, securities issuers and other regulated entities, the changes directly affect licensing, governance, operational controls and compliance responsibilities. The regulation also introduces new opportunities through investment banking, financial technology, market infrastructure and investment funds.<\/span><\/p><p><span style=\"font-weight: 400\">The <\/span><b>Financial Services Authority regulations<\/b><span style=\"font-weight: 400\"> is essential for businesses that want to maintain regulatory compliance, protect investor interests and operate confidently in Oman\u2019s financial market.<\/span><\/p><h2><b>Overview of Oman Securities Law Executive Regulation 2026<\/b><\/h2><p><span style=\"font-weight: 400\">The Financial Services Authority issued Decision No. E\/11\/2026, promulgating the Executive Regulation of the Securities Law. The regulation was published in Oman\u2019s Official Gazette on 26 July 2026 and entered into force on 27 July 2026.<\/span><\/p><p><span style=\"font-weight: 400\">It implements the Securities Law issued under Royal Decree No. 46\/2022 and replaces much of the previous executive framework governing Oman\u2019s capital markets.<\/span><\/p><p><span style=\"font-weight: 400\">The regulation establishes detailed requirements for capital market institutions, licensed securities-sector entities, investment funds, credit rating agencies, issuers and market infrastructure providers.<\/span><\/p><h3><b>What Does the Executive Regulation Cover?<\/b><\/h3><p><span style=\"font-weight: 400\">The regulation contains seven chapters addressing major areas of securities-sector regulation:<\/span><\/p><ul><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">General definitions and provisions<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Capital market institutions and their licensing requirements<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Securities-sector operating entities and regulated activities<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Credit rating agencies<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Collective investment schemes and investment funds<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Issuers, disclosure obligations and market integrity<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Grievances and appeals against FSA decisions<\/span><\/li><\/ul><h3><b>Relationship with Oman Securities Law 2022<\/b><\/h3><p><span style=\"font-weight: 400\">The Securities Law, issued under Royal Decree No. 46\/2022, provides the primary legislative framework for securities activities in Oman.<\/span><\/p><p><span style=\"font-weight: 400\">The 2026 Executive Regulation translates the law\u2019s general provisions into detailed licensing, operational, governance and compliance requirements.<\/span><\/p><p><span style=\"font-weight: 400\">Financial businesses need to assess both the underlying securities law and its executive regulation. Reviewing the regulation alone does not provide a complete picture of their obligations.<\/span><\/p><h2><b>Why Oman Introduced the New Securities Regulation<\/b><\/h2><p><span style=\"font-weight: 400\">Oman\u2019s financial sector continues to develop as the country expands investment opportunities and diversifies its economy under Oman Vision 2040.<\/span><\/p><p><span style=\"font-weight: 400\">The new regulation supports this development through a more modern capital market framework.<\/span><\/p><h3><b>Strengthening Investor Confidence<\/b><\/h3><p><span style=\"font-weight: 400\">Investor confidence depends on transparent markets, effective supervision and clear accountability.<\/span><\/p><p><span style=\"font-weight: 400\">The regulation strengthens protections for investors through improved disclosure, enhanced oversight and requirements concerning the protection and segregation of client funds and assets. These measures establish stronger expectations for financial businesses handling investor money, securities and investment products.<\/span><\/p><h3><b>Attracting Domestic and International Capital<\/b><\/h3><p><span style=\"font-weight: 400\">Oman aims to expand its capital markets and attract greater participation from domestic and foreign investors.<\/span><\/p><p><span style=\"font-weight: 400\">A modern regulatory framework supports this objective by establishing clearer rules for financial institutions, investment products and market participants. Businesses operating within the securities sector gain a more structured environment for financing, investment and capital market development.<\/span><\/p><h3><b>Supporting Financial Innovation<\/b><\/h3><p><span style=\"font-weight: 400\">Financial technology continues to introduce new investment products, digital services and financing methods. The regulation establishes a framework for licensing innovative financial activities and instruments, including arrangements through the FSA\u2019s regulatory sandbox.<\/span><\/p><h2><b>Key Changes Under the 2026 Executive Regulation<\/b><\/h2><p><span style=\"font-weight: 400\">The new regulation introduces significant changes to licensing, governance, investment products, financial technology and capital market infrastructure.<\/span><\/p><h3><b>1. Expanded Capital Market Infrastructure Licensing<\/b><\/h3><p><span style=\"font-weight: 400\">One of the most important developments is the introduction of a more comprehensive licensing framework for capital market infrastructure institutions.<\/span><\/p><p><span style=\"font-weight: 400\">The regulation addresses institutions involved in:<\/span><\/p><ul><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Exchanges<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Securities depositories<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Clearing houses<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Settlement systems<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Central counterparties<\/span><\/li><\/ul><p><span style=\"font-weight: 400\">The updated framework establishes licensing and operational requirements for these activities, creating a stronger foundation for market infrastructure development in Oman.<\/span><\/p><h3><b>2. Modernised Licensing Requirements<\/b><\/h3><p><span style=\"font-weight: 400\">The regulation introduces more detailed licensing requirements for entities conducting securities-related activities.<\/span><\/p><p><span style=\"font-weight: 400\">Applicants need to demonstrate their operational readiness, financial capability, governance arrangements and compliance systems.<\/span><\/p><p><span style=\"font-weight: 400\">Licensing applications place greater emphasis on:<\/span><\/p><ul><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Business models and proposed activities<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Financial and operational capacity<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Governance structures<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Internal policies and procedures<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Electronic and technical systems<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Risk management arrangements<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Compliance functions<\/span><\/li><\/ul><p><span style=\"font-weight: 400\">Financial businesses need to review their existing licence scope and ensure their activities match the permissions granted by the FSA.<\/span><\/p><h3><b>3. Stronger Governance and Operational Resilience<\/b><\/h3><p><span style=\"font-weight: 400\">The regulation reinforces governance and operational resilience requirements for licensed entities.<\/span><\/p><p><span style=\"font-weight: 400\">Financial businesses need governance arrangements that support accountability, effective supervision and reliable operations.<\/span><\/p><p><span style=\"font-weight: 400\">Key areas include:<\/span><\/p><ul><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Business continuity planning<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Information security and confidentiality<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Internal controls<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Risk management<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Compliance oversight<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Succession planning<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Board and management responsibilities<\/span><\/li><\/ul><h3><b>4. Separation of Regulated Securities Activities<\/b><\/h3><p><span style=\"font-weight: 400\">The regulation establishes stronger separation requirements for activities regulated under the Securities Law.<\/span><\/p><p><span style=\"font-weight: 400\">Licensed entities need to assess whether their securities activities are appropriately separated from other business operations. The separation framework addresses conflicts of interest, operational independence and regulatory accountability.<\/span><\/p><p><span style=\"font-weight: 400\">Banks face a particularly important change. Certain securities activities must be conducted through a separate entity wholly owned by the bank rather than within its commercial banking operations. Custody, trust and underwriting activities are exceptions to the general separation requirement. Banks need to review their existing operating structures and determine which activities require restructuring.<\/span><\/p><h3><b>5. Expanded Investment Banking Activities<\/b><\/h3><p><span style=\"font-weight: 400\">The Executive Regulation defines investment banking as a distinct regulated activity and identifies five areas:<\/span><\/p><ul><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Investment management<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Product structuring<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Securities portfolio management<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Research and advisory services relating to listed securities<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Issue management<\/span><\/li><\/ul><p><span style=\"font-weight: 400\">Financial businesses offering these activities need to assess their licensing position and confirm that their existing permissions cover their services.<\/span><\/p><p><span style=\"font-weight: 400\">The updated framework also supports the development of financing solutions and investment products for businesses and investors in Oman.<\/span><\/p><h3><b>6. Wider Range of Collective Investment Funds<\/b><\/h3><p><span style=\"font-weight: 400\">The regulation expands the categories of recognised investment funds to include 11 types:<\/span><\/p><ul><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Securities mutual funds<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Money market funds<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Real estate investment funds<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Debt instrument funds<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Holding funds<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Exchange-traded funds<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Venture capital funds<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Private equity funds<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Waqf funds<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Green funds<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Sustainable purposes funds<\/span><\/li><\/ul><h3><b>7. Stronger Client Asset Protection<\/b><\/h3><p><span style=\"font-weight: 400\">Protecting client funds and assets is a central part of the updated regulatory framework.<\/span><\/p><p><span style=\"font-weight: 400\">Licensed securities-sector entities need appropriate arrangements to separate client assets from their own funds and assets.<\/span><\/p><p><span style=\"font-weight: 400\">Businesses handling client money or investment assets need to review their custody arrangements, reconciliation procedures, internal controls and operational policies.<\/span><\/p><h3><b>8. Enhanced Credit Rating Agency Regulation<\/b><\/h3><p><span style=\"font-weight: 400\">The regulation strengthens the framework governing domestic and international credit rating agencies operating in Oman.<\/span><\/p><p><span style=\"font-weight: 400\">Credit rating agencies need to meet the applicable registration, licensing and operational requirements.<\/span><\/p><p><span style=\"font-weight: 400\">The framework supports more reliable credit assessments, stronger risk evaluation and greater transparency in the capital market.<\/span><\/p><h3><b>9. Financial Technology and Innovative Financial Instruments<\/b><\/h3><p><span style=\"font-weight: 400\">The regulation provides a framework for the FSA to license financial technology activities and innovative financial instruments that fall within its regulatory scope.<\/span><\/p><p><span style=\"font-weight: 400\">The FSA\u2019s regulatory sandbox supports the testing and development of innovative financial services under defined regulatory conditions.<\/span><\/p><p><span style=\"font-weight: 400\">Financial technology businesses need to assess whether their proposed services fall within the securities law and the FSA\u2019s licensing requirements before launching operations.<\/span><\/p><h2><b>How the Regulation Affects Financial Businesses<\/b><\/h2><p><span style=\"font-weight: 400\">The new framework affects financial businesses differently depending on their activities, licensing status and regulatory classification.<\/span><\/p><h3><b>Banks and Financial Institutions<\/b><\/h3><p><span style=\"font-weight: 400\">Banks conducting securities-related activities need to review their existing structures, licensing permissions and operational arrangements.<\/span><\/p><p><span style=\"font-weight: 400\">The separation requirement creates a major implementation consideration for banks offering investment banking and other regulated securities activities.<\/span><\/p><p><span style=\"font-weight: 400\">Banks need to identify affected services, assess restructuring requirements and establish a compliance plan that meets the applicable transition deadline.<\/span><\/p><h3><b>Investment Firms and Securities Operators<\/b><\/h3><p><span style=\"font-weight: 400\">Investment firms need to review their licensing scope, governance structures, internal controls and operational systems.<\/span><\/p><p><span style=\"font-weight: 400\">Businesses offering investment management, securities portfolio management, product structuring or investment advisory services need to confirm that their activities fall within their authorised permissions.<\/span><\/p><h3><b>Fund Managers and Investment Fund Operators<\/b><\/h3><p><span style=\"font-weight: 400\">Fund managers need to assess the updated rules governing fund establishment, management, governance and service providers.<\/span><\/p><p><span style=\"font-weight: 400\">The expanded fund categories also create opportunities for new investment products, subject to the applicable licensing and regulatory requirements.<\/span><\/p><h3><b>Securities Issuers<\/b><\/h3><p><span style=\"font-weight: 400\">Issuers need to review disclosure obligations and market integrity requirements under the regulation. Effective disclosure procedures help ensure that relevant information reaches investors accurately and in accordance with applicable requirements.<\/span><\/p><h2><b>Compliance Requirements and Transition Periods<\/b><\/h2><p><span style=\"font-weight: 400\">The Executive Regulation establishes a transition period for existing regulated entities to align their operations with the new framework.<\/span><\/p><h3><b>Six-Month Compliance Period<\/b><\/h3><p><span style=\"font-weight: 400\">Capital market institutions and entities operating in the securities sector generally need to regularise their status within <\/span><b>six months from the regulation\u2019s effective date<\/b><span style=\"font-weight: 400\">.<\/span><\/p><p><span style=\"font-weight: 400\">With the regulation taking effect on 27 July 2026, affected entities need to complete the required alignment within the applicable six-month period.<\/span><\/p><p><span style=\"font-weight: 400\">This requires a structured review of existing licences, governance arrangements, operational policies and compliance procedures.<\/span><\/p><h3><b>Three-Year Transition for Banks<\/b><\/h3><p><span style=\"font-weight: 400\">Banks already licensed to conduct relevant securities activities receive a longer transition period of up to <\/span><b>three years<\/b><span style=\"font-weight: 400\"> for the applicable restructuring requirements.<\/span><\/p><p><span style=\"font-weight: 400\">This extended period recognises the organisational and operational changes involved in separating certain securities activities from commercial banking operations.<\/span><\/p><p><span style=\"font-weight: 400\">Banks need to use this period to develop a clear restructuring plan, establish the required legal arrangements and maintain compliance with other applicable obligations during the transition.<\/span><\/p><h3><b>Existing Instructions and Regulatory Circulars<\/b><\/h3><p><span style=\"font-weight: 400\">The FSA has stated that existing instructions, forms and circulars remain in force until replaced or updated, provided they do not conflict with the Securities Law or its Executive Regulation.<\/span><\/p><p><span style=\"font-weight: 400\">Financial businesses need to review the new regulation alongside applicable FSA instructions and circulars to maintain a complete compliance position.<\/span><\/p><h2><b>Practical Steps for Financial Businesses<\/b><\/h2><p><span style=\"font-weight: 400\">Financial businesses need a structured implementation plan to meet the new requirements and maintain their regulatory position.<\/span><\/p><h3><b>Conduct a Regulatory Gap Analysis<\/b><\/h3><p><span style=\"font-weight: 400\">Compare existing operations, licences, policies and procedures against the new regulation.<\/span><\/p><p><span style=\"font-weight: 400\">Identify gaps in licensing, governance, client asset protection, operational resilience and reporting. The gap analysis provides a clear list of required changes and assigns responsibility for implementation.<\/span><\/p><h3><b>Review Licensing Scope and Business Activities<\/b><\/h3><p><span style=\"font-weight: 400\">Examine the activities currently authorised under the company&#8217;s licence. Confirm whether each service remains within the permitted scope and identify activities requiring additional authorisation or restructuring.<\/span><\/p><h3><b>Update Governance and Compliance Policies<\/b><\/h3><p><span style=\"font-weight: 400\">Review internal policies covering risk management, compliance, conflicts of interest, business continuity, information security and client asset protection. Update governance arrangements to reflect the responsibilities established by the new regulation.<\/span><\/p><h3><b>Strengthen Operational Systems<\/b><\/h3><p><span style=\"font-weight: 400\">Assess whether existing financial, electronic and operational systems support the new requirements. Businesses need reliable procedures for monitoring activities, protecting client assets, maintaining records and reporting relevant information.<\/span><\/p><h3><b>Develop a Transition and Implementation Plan<\/b><\/h3><p><span style=\"font-weight: 400\">Create a practical compliance roadmap covering:<\/span><\/p><ul><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Regulatory requirements<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Required changes<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Responsible departments<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Implementation deadlines<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Documentation and evidence<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Management oversight<\/span><\/li><li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Ongoing monitoring<\/span><\/li><\/ul><h2><b>Challenges of Securities Regulatory Compliance<\/b><\/h2><p><span style=\"font-weight: 400\">Implementing the new regulation involves several operational and organisational considerations.<\/span><\/p><h3><b>Understanding the Full Regulatory Scope<\/b><\/h3><p><span style=\"font-weight: 400\">Financial businesses need to distinguish between general requirements and provisions applicable to their specific activities. A detailed regulatory assessment helps identify the rules that apply to each licence, service and business structure.<\/span><\/p><h3><b>Managing Licensing and Structural Changes<\/b><\/h3><p><span style=\"font-weight: 400\">The new licensing and separation requirements can affect existing business models. Entities need to assess the legal, operational and financial implications of any restructuring before making changes.<\/span><\/p><h3><b>Maintaining Reliable Compliance Documentation<\/b><\/h3><p><span style=\"font-weight: 400\">Regulatory compliance depends on documented policies, procedures, controls and evidence of implementation. Businesses need organised records that demonstrate how they meet licensing and operational requirements.<\/span><\/p><h3><b>Coordinating Internal Departments<\/b><\/h3><p><span style=\"font-weight: 400\">Regulatory implementation involves legal, compliance, finance, IT, operations and senior management. Clear responsibilities and coordinated implementation help businesses address the new requirements efficiently.<\/span><\/p><h2><b>Strengthen Regulatory Compliance with Finsoul Network Oman<\/b><\/h2><p><span style=\"font-weight: 400\">The Oman Securities Law Executive Regulation 2026 marks a major development in the country\u2019s financial services. Its updated licensing framework, stronger governance requirements, expanded investment fund categories and improved investor protection measures establish new expectations for securities-sector businesses.<\/span><\/p><p><span style=\"font-weight: 400\">Financial institutions, investment firms, fund managers and other regulated entities need to review their existing operations and address the changes within the applicable transition periods. <\/span><b>Finsoul Network Oman<\/b><span style=\"font-weight: 400\"> supports businesses with regulatory compliance and financial consulting services, helping them organise their requirements, strengthen internal processes and prepare for regulatory changes.<\/span><\/p><h2><b>FAQs<\/b><\/h2><h3><b>What is the Oman Securities Law Executive Regulation 2026?<\/b><\/h3><p><span style=\"font-weight: 400\">It is the Executive Regulation issued under FSA Decision No. E\/11\/2026 to implement Oman\u2019s Securities Law, Royal Decree No. 46\/2022. It establishes detailed rules covering licensing, capital market institutions, investment funds, issuers, governance and securities-sector operations.<\/span><\/p><h3><b>When did the Oman Securities Law Executive Regulation 2026 come into force?<\/b><\/h3><p><span style=\"font-weight: 400\">The regulation was published in Oman\u2019s Official Gazette on 26 July 2026 and entered into force on 27 July 2026.<\/span><\/p><h3><b>What are the main changes under the 2026 securities regulation?<\/b><\/h3><p><span style=\"font-weight: 400\">Major changes include modernised licensing requirements, stronger governance and operational resilience, separation of certain securities activities, expanded investment banking regulation, wider investment fund categories and stronger client asset protection.<\/span><\/p><h3><b>Which businesses are affected by the new Financial Services Authority regulations?<\/b><\/h3><p><span style=\"font-weight: 400\">The regulation affects capital market institutions, licensed securities-sector entities, investment firms, fund managers, securities issuers, credit rating agencies and other entities operating within its regulatory scope.<\/span><\/p><h3><b>What is the compliance deadline for existing securities-sector entities?<\/b><\/h3><p><span style=\"font-weight: 400\">Affected capital market institutions and securities-sector entities generally have six months from the regulation\u2019s effective date to regularise their status. Banks conducting relevant securities activities receive a longer transition period of up to three years for applicable restructuring requirements.<\/span><\/p><h3><b>Does the regulation require banks to separate securities activities?<\/b><\/h3><p><span style=\"font-weight: 400\">Yes. Certain regulated securities activities need to be conducted through a separate entity wholly owned by the bank. Custody, trust and underwriting activities are exceptions to the general separation requirement.<\/span><\/p><h3><b>How does the new regulation affect investment funds in Oman?<\/b><\/h3><p><span style=\"font-weight: 400\">The regulation recognises 11 categories of collective investment funds and consolidates the rules governing their establishment, management, governance and service providers. Fund operators need to review the applicable licensing and compliance requirements.<\/span><\/p><h3><b>How can financial businesses prepare for the new securities regulation?<\/b><\/h3><p><span style=\"font-weight: 400\">Businesses need to conduct a regulatory gap analysis, review their licensing scope, update governance and compliance policies, strengthen operational systems and develop an implementation plan covering the applicable transition period.<\/span><\/p><p><br \/><br \/><\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t<div class=\"elementor-element elementor-element-78c9e3ad e-con-full e-flex wpr-particle-no wpr-jarallax-no wpr-parallax-no wpr-sticky-section-no wpr-column-slider-no wpr-equal-height-no e-con e-child\" data-id=\"78c9e3ad\" data-element_type=\"container\" data-e-type=\"container\">\n\t\t\t\t<div class=\"elementor-element elementor-element-22ae5845 elementor-toc--minimized-on-tablet elementor-widget elementor-widget-table-of-contents\" 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data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;wdt_animation_effect&quot;:&quot;none&quot;}\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h2 class=\"elementor-heading-title elementor-size-default\">Book An Appointment<\/h2>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-5876bba elementor-widget elementor-widget-button\" data-id=\"5876bba\" data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;wdt_animation_effect&quot;:&quot;none&quot;}\" data-widget_type=\"button.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<div class=\"elementor-button-wrapper\">\n\t\t\t\t\t<a class=\"elementor-button elementor-button-link elementor-size-sm\" href=\"https:\/\/finsoulnetwork.com\/om\/book-an-appointment\/\">\n\t\t\t\t\t\t<span class=\"elementor-button-content-wrapper\">\n\t\t\t\t\t\t\t\t\t<span 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class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-posts-container elementor-posts elementor-posts--skin-classic elementor-grid\">\n\t\t\t\t<article class=\"elementor-post elementor-grid-item post-52089 post type-post status-publish format-standard has-post-thumbnail hentry category-blog\">\n\t\t\t\t<a class=\"elementor-post__thumbnail__link\" href=\"https:\/\/finsoulnetwork.com\/om\/blog\/financial-services-authority-regulations-oman\/\" tabindex=\"-1\" >\n\t\t\t<div class=\"elementor-post__thumbnail\"><img decoding=\"async\" width=\"1200\" height=\"628\" src=\"https:\/\/finsoulnetwork.com\/om\/wp-content\/uploads\/sites\/3\/2026\/11\/finsoulnetwork-om-3.webp\" class=\"attachment-full size-full wp-image-52090\" alt=\"Financial Services Authority regulations\" srcset=\"https:\/\/finsoulnetwork.com\/om\/wp-content\/uploads\/sites\/3\/2026\/11\/finsoulnetwork-om-3.webp 1200w, https:\/\/finsoulnetwork.com\/om\/wp-content\/uploads\/sites\/3\/2026\/11\/finsoulnetwork-om-3-300x157.webp 300w, https:\/\/finsoulnetwork.com\/om\/wp-content\/uploads\/sites\/3\/2026\/11\/finsoulnetwork-om-3-1024x536.webp 1024w, https:\/\/finsoulnetwork.com\/om\/wp-content\/uploads\/sites\/3\/2026\/11\/finsoulnetwork-om-3-768x402.webp 768w\" sizes=\"(max-width: 1200px) 100vw, 1200px\" \/><\/div>\n\t\t<\/a>\n\t\t\t\t<div class=\"elementor-post__text\">\n\t\t\t\t<h4 class=\"elementor-post__title\">\n\t\t\t<a href=\"https:\/\/finsoulnetwork.com\/om\/blog\/financial-services-authority-regulations-oman\/\" >\n\t\t\t\tOman Securities Law Executive Regulation 2026: Key Changes for Financial Businesses\t\t\t<\/a>\n\t\t<\/h4>\n\t\t\t\t<div class=\"elementor-post__meta-data\">\n\t\t\t\t\t<span class=\"elementor-post-date\">\n\t\t\tNovember 4, 2026\t\t<\/span>\n\t\t\t\t<\/div>\n\t\t\n\t\t<a class=\"elementor-post__read-more\" href=\"https:\/\/finsoulnetwork.com\/om\/blog\/financial-services-authority-regulations-oman\/\" aria-label=\"Read more about Oman Securities Law Executive Regulation 2026: Key Changes for Financial Businesses\" tabindex=\"-1\" >\n\t\t\tRead More \u00bb\t\t<\/a>\n\n\t\t\t\t<\/div>\n\t\t\t\t<\/article>\n\t\t\t\t<article class=\"elementor-post elementor-grid-item post-52081 post type-post status-publish format-standard has-post-thumbnail hentry category-blog\">\n\t\t\t\t<a class=\"elementor-post__thumbnail__link\" href=\"https:\/\/finsoulnetwork.com\/om\/blog\/ai-powered-visual-asset-management\/\" tabindex=\"-1\" >\n\t\t\t<div class=\"elementor-post__thumbnail\"><img decoding=\"async\" width=\"1200\" height=\"628\" src=\"https:\/\/finsoulnetwork.com\/om\/wp-content\/uploads\/sites\/3\/2026\/11\/finsoulnetwork-om-2.webp\" class=\"attachment-full size-full wp-image-52082\" alt=\"AI-powered visual asset management\" srcset=\"https:\/\/finsoulnetwork.com\/om\/wp-content\/uploads\/sites\/3\/2026\/11\/finsoulnetwork-om-2.webp 1200w, https:\/\/finsoulnetwork.com\/om\/wp-content\/uploads\/sites\/3\/2026\/11\/finsoulnetwork-om-2-300x157.webp 300w, https:\/\/finsoulnetwork.com\/om\/wp-content\/uploads\/sites\/3\/2026\/11\/finsoulnetwork-om-2-1024x536.webp 1024w, https:\/\/finsoulnetwork.com\/om\/wp-content\/uploads\/sites\/3\/2026\/11\/finsoulnetwork-om-2-768x402.webp 768w\" sizes=\"(max-width: 1200px) 100vw, 1200px\" \/><\/div>\n\t\t<\/a>\n\t\t\t\t<div class=\"elementor-post__text\">\n\t\t\t\t<h4 class=\"elementor-post__title\">\n\t\t\t<a href=\"https:\/\/finsoulnetwork.com\/om\/blog\/ai-powered-visual-asset-management\/\" >\n\t\t\t\tAI-Powered Visual Asset Management: How Artificial Intelligence Improves Asset Tracking\t\t\t<\/a>\n\t\t<\/h4>\n\t\t\t\t<div class=\"elementor-post__meta-data\">\n\t\t\t\t\t<span class=\"elementor-post-date\">\n\t\t\tNovember 3, 2026\t\t<\/span>\n\t\t\t\t<\/div>\n\t\t\n\t\t<a class=\"elementor-post__read-more\" href=\"https:\/\/finsoulnetwork.com\/om\/blog\/ai-powered-visual-asset-management\/\" aria-label=\"Read more about AI-Powered Visual Asset Management: How Artificial Intelligence Improves Asset Tracking\" tabindex=\"-1\" >\n\t\t\tRead More \u00bb\t\t<\/a>\n\n\t\t\t\t<\/div>\n\t\t\t\t<\/article>\n\t\t\t\t<article class=\"elementor-post elementor-grid-item post-52073 post type-post status-publish format-standard has-post-thumbnail hentry category-blog\">\n\t\t\t\t<a class=\"elementor-post__thumbnail__link\" href=\"https:\/\/finsoulnetwork.com\/om\/blog\/oman-work-permit-application\/\" tabindex=\"-1\" >\n\t\t\t<div class=\"elementor-post__thumbnail\"><img loading=\"lazy\" decoding=\"async\" width=\"1200\" height=\"628\" src=\"https:\/\/finsoulnetwork.com\/om\/wp-content\/uploads\/sites\/3\/2026\/11\/finsoulnetwork-om-1.webp\" class=\"attachment-full size-full wp-image-52074\" alt=\"Oman work permit application\" srcset=\"https:\/\/finsoulnetwork.com\/om\/wp-content\/uploads\/sites\/3\/2026\/11\/finsoulnetwork-om-1.webp 1200w, https:\/\/finsoulnetwork.com\/om\/wp-content\/uploads\/sites\/3\/2026\/11\/finsoulnetwork-om-1-300x157.webp 300w, https:\/\/finsoulnetwork.com\/om\/wp-content\/uploads\/sites\/3\/2026\/11\/finsoulnetwork-om-1-1024x536.webp 1024w, https:\/\/finsoulnetwork.com\/om\/wp-content\/uploads\/sites\/3\/2026\/11\/finsoulnetwork-om-1-768x402.webp 768w\" sizes=\"(max-width: 1200px) 100vw, 1200px\" \/><\/div>\n\t\t<\/a>\n\t\t\t\t<div class=\"elementor-post__text\">\n\t\t\t\t<h4 class=\"elementor-post__title\">\n\t\t\t<a href=\"https:\/\/finsoulnetwork.com\/om\/blog\/oman-work-permit-application\/\" >\n\t\t\t\tHow to Apply for a Work Permit in Oman Through the Ministry of Labour\t\t\t<\/a>\n\t\t<\/h4>\n\t\t\t\t<div class=\"elementor-post__meta-data\">\n\t\t\t\t\t<span class=\"elementor-post-date\">\n\t\t\tNovember 2, 2026\t\t<\/span>\n\t\t\t\t<\/div>\n\t\t\n\t\t<a class=\"elementor-post__read-more\" href=\"https:\/\/finsoulnetwork.com\/om\/blog\/oman-work-permit-application\/\" aria-label=\"Read more about How to Apply for a Work Permit in Oman Through the Ministry of Labour\" tabindex=\"-1\" >\n\t\t\tRead More \u00bb\t\t<\/a>\n\n\t\t\t\t<\/div>\n\t\t\t\t<\/article>\n\t\t\t\t<\/div>\n\t\t\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t","protected":false},"excerpt":{"rendered":"<p>Oman\u2019s capital market entered a new regulatory phase in July 2026 with the introduction of the Executive Regulation of the Securities Law. Issued by the Financial Services Authority (FSA), the regulation modernises securities-sector rules, strengthens investor protection and establishes a more comprehensive framework for financial businesses operating in Oman. For banks, investment firms, fund managers, securities issuers and other regulated entities, the changes directly affect licensing, governance, operational controls and compliance responsibilities. The regulation also introduces new opportunities through investment banking, financial technology, market infrastructure and investment funds. The Financial Services Authority regulations is essential for businesses that want to maintain regulatory compliance, protect investor interests and operate confidently in Oman\u2019s financial market. Overview of Oman Securities Law Executive Regulation 2026 The Financial Services Authority issued Decision No. E\/11\/2026, promulgating the Executive Regulation of the Securities Law. The regulation was published in Oman\u2019s Official Gazette on 26 July 2026 and entered into force on 27 July 2026. It implements the Securities Law issued under Royal Decree No. 46\/2022 and replaces much of the previous executive framework governing Oman\u2019s capital markets. The regulation establishes detailed requirements for capital market institutions, licensed securities-sector entities, investment funds, credit rating agencies, issuers and market infrastructure providers. What Does the Executive Regulation Cover? The regulation contains seven chapters addressing major areas of securities-sector regulation: General definitions and provisions Capital market institutions and their licensing requirements Securities-sector operating entities and regulated activities Credit rating agencies Collective investment schemes and investment funds Issuers, disclosure obligations and market integrity Grievances and appeals against FSA decisions Relationship with Oman Securities Law 2022 The Securities Law, issued under Royal Decree No. 46\/2022, provides the primary legislative framework for securities activities in Oman. The 2026 Executive Regulation translates the law\u2019s general provisions into detailed licensing, operational, governance and compliance requirements. Financial businesses need to assess both the underlying securities law and its executive regulation. Reviewing the regulation alone does not provide a complete picture of their obligations. Why Oman Introduced the New Securities Regulation Oman\u2019s financial sector continues to develop as the country expands investment opportunities and diversifies its economy under Oman Vision 2040. The new regulation supports this development through a more modern capital market framework. Strengthening Investor Confidence Investor confidence depends on transparent markets, effective supervision and clear accountability. The regulation strengthens protections for investors through improved disclosure, enhanced oversight and requirements concerning the protection and segregation of client funds and assets. These measures establish stronger expectations for financial businesses handling investor money, securities and investment products. Attracting Domestic and International Capital Oman aims to expand its capital markets and attract greater participation from domestic and foreign investors. A modern regulatory framework supports this objective by establishing clearer rules for financial institutions, investment products and market participants. Businesses operating within the securities sector gain a more structured environment for financing, investment and capital market development. Supporting Financial Innovation Financial technology continues to introduce new investment products, digital services and financing methods. The regulation establishes a framework for licensing innovative financial activities and instruments, including arrangements through the FSA\u2019s regulatory sandbox. Key Changes Under the 2026 Executive Regulation The new regulation introduces significant changes to licensing, governance, investment products, financial technology and capital market infrastructure. 1. Expanded Capital Market Infrastructure Licensing One of the most important developments is the introduction of a more comprehensive licensing framework for capital market infrastructure institutions. The regulation addresses institutions involved in: Exchanges Securities depositories Clearing houses Settlement systems Central counterparties The updated framework establishes licensing and operational requirements for these activities, creating a stronger foundation for market infrastructure development in Oman. 2. Modernised Licensing Requirements The regulation introduces more detailed licensing requirements for entities conducting securities-related activities. Applicants need to demonstrate their operational readiness, financial capability, governance arrangements and compliance systems. Licensing applications place greater emphasis on: Business models and proposed activities Financial and operational capacity Governance structures Internal policies and procedures Electronic and technical systems Risk management arrangements Compliance functions Financial businesses need to review their existing licence scope and ensure their activities match the permissions granted by the FSA. 3. Stronger Governance and Operational Resilience The regulation reinforces governance and operational resilience requirements for licensed entities. Financial businesses need governance arrangements that support accountability, effective supervision and reliable operations. Key areas include: Business continuity planning Information security and confidentiality Internal controls Risk management Compliance oversight Succession planning Board and management responsibilities 4. Separation of Regulated Securities Activities The regulation establishes stronger separation requirements for activities regulated under the Securities Law. Licensed entities need to assess whether their securities activities are appropriately separated from other business operations. The separation framework addresses conflicts of interest, operational independence and regulatory accountability. Banks face a particularly important change. Certain securities activities must be conducted through a separate entity wholly owned by the bank rather than within its commercial banking operations. Custody, trust and underwriting activities are exceptions to the general separation requirement. Banks need to review their existing operating structures and determine which activities require restructuring. 5. Expanded Investment Banking Activities The Executive Regulation defines investment banking as a distinct regulated activity and identifies five areas: Investment management Product structuring Securities portfolio management Research and advisory services relating to listed securities Issue management Financial businesses offering these activities need to assess their licensing position and confirm that their existing permissions cover their services. The updated framework also supports the development of financing solutions and investment products for businesses and investors in Oman. 6. Wider Range of Collective Investment Funds The regulation expands the categories of recognised investment funds to include 11 types: Securities mutual funds Money market funds Real estate investment funds Debt instrument funds Holding funds Exchange-traded funds Venture capital funds Private equity funds Waqf funds Green funds Sustainable purposes funds 7. Stronger Client Asset Protection Protecting client funds and assets is a central part of the updated regulatory framework. Licensed securities-sector entities need appropriate arrangements to separate client assets from their own funds and assets. 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